Transaction Reporting workshop will help delegates understand the nuances of financial markets
The second Markets in Financial Instruments Directive (MiFID II), together with the Markets in Financial Instruments Regulation,
With the anti-bribery laws being tightened in many countries, increasing demands are now being placed on companies and individuals to demonstrate responsible behaviour.
A number of firms have been fined for breaches of financial regulation, including failure to establish and maintain effective anti-money laundering (AML) controls for high risk customers;
Credits or Loans provided by financial institutions sometimes turn into bad debts—a possibility that every business needs to consider.
The objective of each firm’s CIP is to enable the firm to form a reasonable belief that it knows the true identity of each customer.