Regulated Funds and Fund Managers

Regulated Funds and Fund Managers

• Attainment Descriptors
  • Recognize risk profile of a fund's investment strategy.
  • Identify the roles of key parties and the due diligence required to assess risk management and controls
  • Spot the key performance indicators and talk about the importance of the regulatory and supervisory framework
  • Structure exposures to funds and fund managers to minimize credit risks